Handling Law Enforcement Agencies (LEAs) Orders & Suspicious Transactions Report (STR) Writing

Overview
Programme Outline
Methodology
Participant Profile
Trainer

Overview

PROGRAMME DETAILS
DATE
-
TIME
-
TRAINING PLATFORM
Zoom
This programme will provide technical knowledge and skills to raise a proper and constructive Suspicious Transaction Report (STR) to Bank Negara Malaysia (BNM).

Participants will be provided tools to understand when to report suspicious activity and how to write a powerful narrative that appeals to the enforcement agency.

When you are trained to write easy-to-read and impactful STRs, law enforcement and other agencies are better informed to determine how to act swiftly.
LEARNING LEVEL
Advanced
PROGRAMME FEE
AICB MEMBER
MYR
2,200*
/ PAX
NON-MEMBER
MYR
2,500*
/ PAX
*Subject to 6% Service Tax
RegisTration is closed
Programme Outline
LEARNING OBJECTIVES
By the end of the programme, participants will be able to:

Update their knowledge of the latest developments related to AML/CFT cases in Malaysia
Know the scope and powers of Law Enforcement Agencies (MACC, PDRM, LHDN etc.) and the appropriate processes to handle the requests
Examine examples of generic rules in AML transactions monitoring system
Recommend the appropriate process to manage alerts
Provide know-how to write quality STRs based on the principals of 5Ws
Justify suspicious and non-suspicious transactions
Prepare the relevant documentation and information to raise or drop the STR
PROGRAMME OUTLINE
Sharing of Anti-Money Laundering (AML) Updates
Emerging trends of Money Laundering (ML) in Malaysia
Impact from high profile cases for STR obligations to Reporting Institutions (RIs)
Updates – STR trends and quality

Law Enforcement Agencies (LEA)
How to handle LEA orders
Regulatory obligations – responding to LEA orders
STR requirements arising from orders

Building Block for STR Reporting:
Illustration of generic rules for transaction monitoring
Example - Purpose of rules scenario
Managing internal generated transactions alerts
Example of documents/information required to raise STR
Example of generic internal process for STR Reporting (manual via web)
Reporting suspicious transaction considerations
Consequence of failure to report STR

Examples of Quality vs Non-Quality STRs
Applying 5W’s principals in STR reporting

Drop Case
How to justify if the case is suspicious or non-suspicious
What are the supporting documents/information required to drop the “Case”?

Technical Workshop: Case Study and Presentation
Actual case study
Presentations
Questions and answers
Methodology

Lecture, case studies and technical writing
Participant Profile
Officers responsible for raising STR
All staff of AML/CFT Compliance and Financial Crime Officers
Managers with responsibility for Internal Compliance Controls
Internal and external audit staff
Accountants, Company Secretaries and Legal Practitioners
All Reporting Institutions staff under the AMLATFPUAA 2001 First Schedule
Trainer

YUNOS YUSOP
Yunos Yusop is currently the Money Laundering Compliance Officer and Group Head of AML/CFT Compliance at a Malaysian bank. He has had over 20 years of experience in the financial industry, which includes working on Risk Management projects with Bankers Trust of London (BT), Arthur Anderson, AT Kearny and other major consultation firms. He has also gained extensive experience managing and combating internal and external fraud while working with a Retired Deputy Director of CID of the Royal Malaysian Police. He had experience in setting-up the Group AML/CFT office for a leading universal banking group, served with a Fraud Intelligence Department & Forensic Services and was a former Head of Compliance and Head of AML/CFT for a foreign bank in Malaysia.
Yunos holds a B.Economic (Hons), B.Jurisprudence (Law), an MBA (Finance) from Ecole Superieure de Gestion, Paris and holds a Certificate in Internal Auditing for Financial Institutions (CIAFIN) as well as an Advanced Certification in AML/CFT, specialist certificate in Money Laundering Risk in Correspondent Banking and Managing Sanctions Risk and Certified Professional AML/CFT (Manchester). Yunos is a Member of the International Compliance Association, Associate Member of Asian Institute of Chartered Bankers (AICB) and Associate Member of the Malaysian Association Certified Fraud Examiners. He is also a Certified Professional Trainer (Malaysian Institute of Management) and Train The Trainer (HRDF) Malaysia. He is a Research Fellow of the Institute of Crime and Criminology, HELP University and moderates AML/CFT Module in MSc in Economic Crime Management, served as Deputy Chairman to the Compliance Officers Networking Group (CONG) in 2017 and former Director of Training for Malaysian Association Certified Fraud Examiners (MACFE) and EXCO Member for Transparency International Malaysia.

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