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Key Disclosure Obligations of a Listed Company
  • Overview
  • Objectives & Outline
  • Methodology
  • Participant Profile
  • Trainer
  • Overview
    PROGRAMME DETAILS

    DATE

    28 - 29 Jun 2021

    TIME

    9:00 AM – 1:00 PM

    VENUE

    Online Learning

    Companies listed on the Main and ACE Markets of Bursa Malaysia are expected to comply strictly with the disclosure framework embedded in the Listing Requirements. A strong compliance culture will promote transparency, aid informed investment decisions and will ensure fair and orderly trading in the listed securities of the company.

    LEARNING LEVEL

    Foundation

    PROGRAMME FEE

    AICB MEMBER

    MYR

    2,000*

    / PAX

    NON-MEMBER

    MYR

    2,300*

    / PAX

    *Subject to 6% Service Tax

  • Objectives & Outline
    LEARNING OBJECTIVES
    By the end of this programme, participants will be able to:

    • Explain objectives of Bursa Malaysia’s corporate disclosure framework and various modes of corporate disclosure (including recent trend in use of social media)
    • Describe the financial reporting framework imposed by Bursa Malaysia and the implications of late/inaccurate submission of financial reports
    • Describe the various thresholds (percentage ratios) for announcements of transactions
    • Explain the guiding principles in evaluating materiality of an event (e.g. entering into MoU etc.) to determine whether an announcement is required
    • Explain the meaning of “immediate” announcement and advise on the importance of timeliness in making material announcements
    • Identify trigger points for immediate announcement of certain material transactions/events
    • Explain implication and dispel fear of trading halts imposed by Bursa
    • Advise on ensuring thorough dissemination of material information and avoid unintentional selective disclosure to analysts and media
    • Explain the restricted circumstances for withholding material information and key obligations thereof
    • Describe and advise on Bursa’s expectations in replies to media and Unusual Market Activity (UMA) queries
    • Avoid unwarranted promotional disclosures
    • Understand and advise on best practices in corporate disclosure
    • Avoid common pitfalls in corporate disclosure with case studies

    PROGRAMME OUTLINE

    Objectives of corporate disclosure requirements

    Financial reporting framework
    • Quarterly results
    • Annual reports
    • Late submissions
    • Deviation between audited financial results & 4th quarter unaudited results

    Transaction based disclosures
    • Various thresholds & obligations for Non-RPT and RPT

    Prescribed material events
    • Paragraph 9.19 events

    Non-prescribed material events
    • Paragraph 9.04 events

    Materiality test
    • Paragraph 9.03 materiality test

    Timeliness of disclosure
    • Immediate announcement requirements

    Thorough dissemination
    • Bursa LINK
    • Trading halt
    • Request for suspension

    Withholding material information
    • Permitted exceptional circumstances
    • Obligations when withholding material information

    Response to queries
    • Media reports
    • Unusual market activity (UMA)
    • Avoiding selective disclosure (to media/analyst)
    • Non-disclosure agreements

    Unwarranted promotional disclosure

    Internal corporate disclosure policy & procedures

    Case studies

  • Methodology

    Online lecture that includes presentations and discussions with easy-to-understand illustrations using PowerPoint slides, coupled with selected real-life case studies to reinforce the understanding of the guiding principles behind the Listing Requirements.

    The trainer will also share his experiences from relevant cases that he has encountered in his capacities as a Bursa Officer and an advisor-in-practice.

    Technical Requirements:

    • Desktop, notebook or tablet with camera, speaker and microphone
    • Internet access
    • Conference platform: Zoom

  • Participant Profile

    Corporate finance personnel of investment banks with some knowledge in the subject matter.

  • Trainer

    Chee Kai Mun

    Chee Kai Mun is the Director cum Principal Trainer of CKM Advisory Sdn Bhd, a company that focuses on providing specialized training relating to Bursa Malaysia’s Main and ACE Markets Listing Requirements (Listing Requirements).

    Prior to the formation of CKM Advisory Sdn Bhd, he was the Vice President of Listing Advisory & Development at Bursa Malaysia. He was instrumental in setting up and subsequently spearheading the Listing Advisory division, which is a specialized team in Bursa Malaysia that provides guidance and advice to listed companies and their advisors (namely, investment banks, legal firms, audit firms and secretarial firms) in interpretation and application of the Listing Requirements.

    Chee was also Director, Compliance & Advisory of Tricor Corporate Services Sdn Bhd, a corporate advisory firm in Kuala Lumpur. He was responsible for providing advisory services in compliance with Listing Requirements to their corporate secretarial and share registrar teams, as well as clients listed on the official list of Bursa Malaysia.

    Mr. Chee has accumulated more than 25 years of experience in advisory work relating to Listing Requirements. He has extensive experience in this field from different perspectives namely, as a regulator with Bursa Malaysia, as a consultant and hands-on corporate finance experience with a company listed on Bursa Malaysia. He has conducted training in Listing Requirements for Directors, CEOs, CFOs and Company Secretaries of listed companies, both in his capacities as a Bursa Officer and an advisor-in-practice.


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