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International Regulatory Compliance
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International Regulatory Compliance
  • Overview
  • Objectives & Outline
  • Methodology
  • Participant Profile
  • Trainer
  • Overview
    PROGRAMME DETAILS

    DATE

    15 – 16 May 2018

    TIME

    9:00 AM – 5:00 PM

    VENUE

    Asian Banking School
    This is an advanced workshop on International Regulatory Compliance
    LEARNING LEVEL
    Advanced
    PROGRAMME FEE*

    AICB MEMBER

    MYR

    2,500

    / PAX

    NON-MEMBER

    MYR

    3,000

    / PAX

    *inclusive of GST
  • Objectives & Outline
    LEARNING OBJECTIVES
    By the end of the programme, participants will:
    • Be updated on international initiatives, significant trends and current regulatory compliance issues 
    • Be able to safeguard their respective bank’s global, regional and domestic business interest; whilst meeting international regulatory requirements and expectations 
    PROGRAMME OUTLINE
    An Update on International Regulatory Compliance
    • Recent international and regional cases, and developments 
    • International regulatory requirements, standards and best practices 
    • Expectations of regulators globally and ways to meet them 
    Workshop: Lessons learnt from cases of non-compliance

    Regulatory Expectations on Board of Directors, Senior Management and Employees
    • Bank’s Group Policy and Compliance programme 
    • BNM’s policy document, “Compliance’ (BNM/RH/PD 028-9) 
    • International regulatory requirements and expectations on assessment of adequacy of Bank’s compliance policies, procedures and practices 
    • Board and senior management leading by example  
    • Expectations on the Board and senior management to oversee and ensure effective management of compliance risk 
    • Expectations on business lines and employees 
    • Establishing a strong compliance and ethical culture 
    Workshop: Meeting Regulators’ Expectations

    Business vs. Compliance?
    • Impact of compliance on a bank’s business 
    • Cost of compliance & cost of non-compliance  
    • International cases of non-compliance and lessons learnt 
    • Conclusion – business with compliance 
    Workshop: Carrying on Business with Compliance
  • Methodology

    Lectures and workshop-styled discussions

  • Participant Profile
    Senior management, compliance officers, credit officers in business, corporate banking and finance, business lines, regulators and supervisors
  • Trainer

    Datin Lee Mei Pheng

    Datin Dr Lee is presently a senior partner, banking law consultant and practitioner at Detta Samen & Co Advocates, one of the most established law firms in Sarawak. She is an Advocate and Solicitor of the High Court in Malaya and an Advocate of the High Court in Sabah and Sarawak. Besides her continuing law practice, she is a Fellow of the Law Faculty, University of Malaya in Kuala Lumpur and had served at OCBC Bank in Malaysia as Head of their Legal department and Assistant Vice President, Kuching Branch in Sarawak for ten years. Since 1984, she has been a leading consultant and lecturer for banks and financial institutions, regulators, large corporations locally and internationally in many areas of banking and finance laws, Islamic banking and finance law, fraud, anti-money laundering and anti-terrorism financing, banking operations, credit, offshore banking, regulations and compliance. She lectures internationally and is presently a Course Director for EUROMONEY Training in Hong Kong.

    Datin Dr Lee holds a Doctor of Philosophy (Laws) from the University of Liverpool, England, specialising in Banking and Finance Law, and her PHD research was on banking fraud. She holds an LLB First Class Honours degree from the University of Malaya, and since the year 2000, has been an Adjunct Associate Professor, Faculty of Law at the Bond University, Queensland, Australia. Datin Dr Lee resides in the Gold Coast in Australia and lectures post-graduate law subjects in that country on various areas of International Banking and Electronic Banking Law subjects. She is a Fellow of the Financial Services Institute of Australasia and Tim Fischer Centre for Global Trade & Finance, as well as a Member of the Law Advisory Board, Bond University, Australia.
    She was one of the first to be awarded an Associate Fellow of the Institute of Bankers, Malaysia (now known as Asian Institute of Chartered Bankers or AICB); having served as chief examiner for law subjects since 1985 and in recognition for her vast contributions in publishing, examinations and training for AICB for more than twenty-seven years. Her many other professional contributions include being a consultant, commissioned author and editorial reviewer, and specialist for LexisNexis, AICB and Oxford publications related to Banking Law and Practice and Banking and Finance statutes, an External Assessor for Business law and Company Law, Wawasan Open University, Penang, Malaysia and author of many publications.

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