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RISK BASED APPROACH (RBA) METHODOLOGY: Technical Workshop
  • Overview
  • Programme Outline
  • Methodology
  • Participant Profile
  • Trainer
  • Overview
    PROGRAMME DETAILS

    DATE

    1 December 2020 

    TIME

    9:00 AM – 5:00 PM

    VENUE

    Sunway Putra Hotel, Kuala Lumpur

    This programme will provide a step-by-step guide on how to apply RBA methodology in AML/CFT risk assessment. Participants will acquire the knowledge and skills to design and execute Relationship-based Risk Assessment (RbRA) and Business-based Risk Assessment (BbRA) and learn to document and support the overall risk results obtained for compliance reporting.

    LEARNING LEVEL

    Intermediate

    PROGRAMME FEE

    AICB MEMBER

    MYR

    900*

    / PAX

    NON-MEMBER

    MYR

    1,100*

    / PAX

    *Subject to 6% Service Tax

  • Programme Outline
    LEARNING OBJECTIVES
    By the end of the programme, participants will be able to:

    • Understand the fundamentals of Risk Based Approach (RBA)
    • Apply the methodology of RBA in identifying, assessing and understanding the ML/TF risks
    • Apply preventive and mitigation measures that commensurate with the identified risk level
    PROGRAMME OUTLINE

    MODULE 1: What is RBA?
     
    • Introduction to RBA
    • Objectives of RBA
    • RBA Application
    • Key elements and main coverage of RBA implementation
     
    MODULE 2: RBA on Customers 
     
    • Creating customer’s risk profile
    • Identifying relevant risk factors for the customer
    • Assigning individual customer risk scores and creating risk status
    • Assigning corporate customer risk scores and creating risk status
    • Assessing overall customer risk for the company
     
    MODULE 3: RBA on a Reporting Institution (RI)
     
    • Creating the RI’s risk profile
    • Identifying risk factors for the RI
    • Assigning the RI’s risk scores and creating risk status
    • Assessing company-wide ML/TF risks of the RI
     
    MODULE 4: Risk Mitigation and Control Measures
     
    • Identifying relevant ML/TF risk mitigation and control measures on: 
          - The RI
          - The customers
    • Undertaking risk monitoring and review

    Practical Session 

    • Develop and apply the RbRA and BbRA

  • Methodology

    Lectures and workshop-styled approach

  • Participant Profile

    • All staff of AML/CFT Compliance and Financial Crime Officers
    • Internal and external audit staff
    • All staff of Reporting Institutions applicable under the AMLATFPUAA 2001 First Schedule
    • Any other staff dealing with RBA Assessment

  • Trainer

    LIM POH HONG

    Lim Poh Hong is Head of Compliance at one of the leading remittance companies with global presence in Malaysia. Prior to joining the Money Services Business (MSB) industry, she was a finance lecturer with several universities for more than 10 years.

    She was a former President of the Group of Compliance Officers (GOCO) for the MSB industry and one of its pioneer committee members. Poh Hong was invited to share her experience in implementing RBA as a panel speaker at the National Compliance Conference in December 2018. Presently, she is an examination committee member for the Certified AML/CFT Compliance Officer (CAMCO) Programme jointly offered by the Asian Institute of Chartered Bankers and the Asian Banking School. She is also an industry panel expert for the Malaysia National Occupational Skills Standards (NOSS).

    Poh Hong has an MBA (Finance) and a Bachelor of Science (Agribusiness) from Universiti Putra Malaysia (UPM), is a Certified AML Specialist from ACAMS (US) and is also a Certified Training Professional from the Finance Accreditation Agency (FAA).


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