RISK BASED APPROACH (RBA) METHODOLOGY: Technical Workshop - Compliance

Overview
Programme Outline
Methodology
Participant Profile
Trainer

Overview

PROGRAMME DETAILS
DATE
10 November 2022
TIME
9:00 AM – 5:00 PM
VENUE
TBA
This programme will provide a step-by-step guide on how to apply RBA methodology in AML/CFT risk assessment. Participants will acquire the knowledge and skills to design and execute Relationship-based Risk Assessment (RbRA) and Business-based Risk Assessment (BbRA) and learn to document and support the overall risk results obtained for compliance reporting.

LEARNING LEVEL
Intermediate
PROGRAMME FEE
AICB MEMBER
MYR
1,200*
/ PAX
NON-MEMBER
MYR
1,500*
/ PAX
*Subject to 6% Service Tax
Registration is closed
Programme Outline
LEARNING OBJECTIVES
By the end of the programme, participants will be able to:

Understand the fundamentals of Risk Based Approach (RBA)
Apply the methodology of RBA in identifying, assessing and understanding the ML/TF risks
Apply preventive and mitigation measures that commensurate with the identified risk level
PROGRAMME OUTLINE
MODULE 1: What is RBA?

Introduction to RBA
Objectives of RBA
RBA Application
Key elements and main coverage of RBA implementation

MODULE 2: RBA on Customers

Creating customer’s risk profile
Identifying relevant risk factors for the customer
Assigning individual customer risk scores and creating risk status
Assigning corporate customer risk scores and creating risk status
Assessing overall customer risk for the company

MODULE 3: RBA on a Reporting Institution (RI)

Creating the RI’s risk profile
Identifying risk factors for the RI
Assigning the RI’s risk scores and creating risk status
Assessing company-wide ML/TF risks of the RI

MODULE 4: Risk Mitigation and Control Measures

Identifying relevant ML/TF risk mitigation and control measures on:
- The RI
- The customers
Undertaking risk monitoring and review

Practical Session

Develop and apply the RbRA and BbRA
Methodology

Lectures and workshop-styled approach
Participant Profile
All staff of AML/CFT Compliance and Financial Crime Officers
Internal and external audit staff
All staff of Reporting Institutions applicable under the AMLATFPUAA 2001 First Schedule
Any other staff dealing with RBA Assessment
Trainer

LIM POH HONG
Lim Poh Hong is Head of Compliance at one of the leading remittance companies with global presence in Malaysia. Prior to joining the Money Services Business (MSB) industry, she was a finance lecturer with several universities for more than 10 years.

She was a former President of the Group of Compliance Officers (GOCO) for the MSB industry and one of its pioneer committee members. Poh Hong was invited to share her experience in implementing RBA as a panel speaker at the National Compliance Conference in December 2018. Presently, she is an examination committee member for the Certified AML/CFT Compliance Officer (CAMCO) Programme jointly offered by the Asian Institute of Chartered Bankers and the Asian Banking School. She is also an industry panel expert for the Malaysia National Occupational Skills Standards (NOSS).
Poh Hong has an MBA (Finance) and a Bachelor of Science (Agribusiness) from Universiti Putra Malaysia (UPM), is a Certified AML Specialist from ACAMS (US) and is also a Certified Training Professional from the Finance Accreditation Agency (FAA).

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