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An Overview of the Listing Requirements
  • Overview
  • Objectives & Outline
  • Methodology
  • Participant Profile
  • Trainer
  • Overview
    PROGRAMME DETAILS

    DATE

    30 October 2019

    TIME

    9:00 AM – 5:00 PM

    VENUE

    Asian Banking School
    10
    SIDC
    CPE POINTS
    An overall understanding of the various provisions in the Listing Requirements is paramount to the day to day job of a corporate finance personnel in providing comprehensive advice to listed clients.

    This programme will cover various key provisions in the Listing Requirements, spanning across various chapters of the Listing Requirements relating to corporate governance, continuous listing criteria of a listed company, corporate disclosure framework, transactions and related party transaction rules, dealings of listed securities by directors during and outside closed periods and the consequences of non-compliance of the Listing Requirements.
    LEARNING LEVEL
    Foundation
    PROGRAMME FEE

    AICB / MIBA MEMBER

    MYR

    2,000*

    / PAX

    NON-MEMBER

    MYR

    2,300*

    / PAX

    *Subject to 6% Service Tax

    Jointly with:
  • Objectives & Outline
    LEARNING OBJECTIVES
    By the end of the programme, participants will be able to:
    Regulatory Framework
    • Explain the powers and roles of various regulators in governing a listed company, namely CCM, SC and Bursa
    • Describe the various rules in the Listing Requirements of Bursa

    Corporate Governance (CG) Framework
    • Explain the various rules regarding composition and roles of the Board of Directors, Audit Committee and Nomination Committee
    • Describe the relationship between the MCCG and the CG provisions in the Listing Requirements

    Key Continuous Listing Criteria
    • Describe and advise the various criteria to be fulfilled to remain listed on Bursa and explain the rationale for such criteria

    Transaction & RPT Rules
    • Explain the rules relating to transactions, related party transactions (RPTs) and recurrent related party transactions (RRPTs), as well as describe the various obligations thereof

    Corporate Disclosure Framework
    • Explain the financial reporting framework and advise the implications of late / inaccurate submission of financial reports
    • Describe the various thresholds (percentage ratios) for announcements of transactions
    • Identify the various prescribed and non-prescribed announce-able events
    • Explain the guiding principles in evaluating materiality of a non-prescribed event and advise the importance of timeliness in making material announcements
    • Describe the implication of failure to ensure timely and thorough dissemination of material announcements, explain the reasons for trading halt imposed by Bursa and advise the importance and expectation of Bursa in replies to media and UMA queries

    Dealings in Listed Securities and Closed Period
    • Identify affected persons
    • Explain procedures for dealings during and outside closed periods

    Implications of Non-Compliance
    • Describe and explain the recent trends in enforcement actions taken by Bursa
    PROGRAMME OUTLINE
    Regulatory Framework
    • Companies Commission of Malaysia (CCM)
    • Securities Commission (SC)
    • Bursa Malaysia (Bursa)

    Corporate Governance Framework
    • Board of Directors
    • Audit Committee
    • Nomination Committee
    • Malaysian Code on Corporate Governance (MCCG)
    • Listing Requirements

    Key Continuous Listing Criteria
    • Public shareholding spread
    • Financial condition
    • Adequate level of operations
    • Cash company

    Key Post Listing Obligations
    • Transaction and RPT Rules
      • Scope of transaction and RPT rules
      • Non-related party transactions
      • Related party transactions
      • Recurrent related party transactions
      • Percentage ratios and obligations
    • Corporate Disclosure Framework
      • Objectives of disclosure framework
      • Financial reporting framework
      • Transaction based disclosures
      • Prescribed announce-able events
      • Non-prescribed announce-able events
      • Materiality assessment
      • Timeliness of material disclosure
      • Thorough dissemination, trading halt and request for suspension
      • Media reports and unusual market activity (UMA) queries
      • Internal corporate disclosure policy and procedures

    Dealings in Listed Securities and Closed Period
    • Affected persons
    • Procedures for dealings during Closed Period
    • Procedures for dealings outside Closed Period

    Conclusion
    • Implications of non-compliance with Listing Requirements 
  • Methodology
    Presentations and discussions with easy-to-understand illustrations using PowerPoint slides, together with selected real-life case studies to reinforce the understanding of the guiding principles behind the Listing Requirements. The trainer will also share his experiences from relevant cases that he has encountered in his capacity as a Bursa Officer and an advisor-in-practice.
  • Participant Profile
    Corporate finance personnel of investment banks with some knowledge and hands-on experience in the subject matter
  • Trainer

    CHEE KAI MUN

    Chee Kai Mun is the Director cum Principal Trainer of CKM Advisory Sdn Bhd, a company that focuses on providing specialized training relating to Bursa Malaysia’s Main and ACE Markets Listing Requirements (Listing Requirements).

    Prior to the formation of CKM Advisory Sdn Bhd, he was the Vice President of Listing Advisory & Development at Bursa Malaysia. He was instrumental in setting up and subsequently spearheading the Listing Advisory division, which is a specialized team in Bursa Malaysia that provides guidance and advice to listed companies and their advisors (namely, investment banks, legal firms, audit firms and secretarial firms) in interpretation and application of the Listing Requirements.
    Chee was also Director, Compliance & Advisory of Tricor Corporate Services Sdn Bhd, a corporate advisory firm in Kuala Lumpur. He was responsible for providing advisory services in compliance with Listing Requirements to their corporate secretarial and share registrar teams, as well as clients listed on the official list of Bursa Malaysia.

    He has accumulated more than 20 years of extensive experience in corporate advisory work relating to Listing Requirements. Chee has hands-on experience in this field from 3 perspectives – as a regulator with Bursa Malaysia, an advisor-in-practice with Tricor and as a team member of the corporate finance division in a listed company. He has also conducted training in Listing Requirements for Directors, CEOs, CFOs and Company Secretaries of listed companies.

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